Job Description
Join our award-winning team at Alaska Financial Services as a Compliance Officer, where you'll safeguard our operations and uphold the highest ethical standards in the heart of Alaska's financial hub. We're seeking a detail-oriented professional to navigate complex regulatory landscapes while driving our commitment to integrity and client trust.
Responsibilities
- Develop and implement robust compliance programs aligned with federal regulations (FINRA, SEC, FFIEC)
- Conduct risk assessments and internal audits to identify compliance gaps
- Monitor regulatory changes and update policies/procedures accordingly
- Train staff on compliance protocols and ethical standards
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and executive teams on compliance strategy
- Prepare regulatory reports and maintain compliance documentation
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- CFMP, CRCM, or CAMS certification required
- Deep knowledge of Alaskan state and federal financial regulations
- Exceptional analytical and problem-solving skills
- Strong written/verbal communication abilities
- Experience with compliance software (e.g., MetricStream, Wolters Kluwer)