Job Description
Join our dynamic team as a Compliance Officer in El Paso, TX, where integrity meets opportunity. We're seeking a detail-oriented professional to safeguard regulatory compliance and drive ethical excellence within our financial services firm. This role offers growth, competitive benefits, and the chance to make a tangible impact in a border-hub community. Enjoy a collaborative environment where your expertise directly shapes our compliance framework.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, state laws) to ensure organizational adherence
- Conduct risk assessments and internal audits across banking operations
- Develop/implement compliance policies and training programs for 200+ employees
- Investigate potential violations and prepare regulatory reporting documentation
- Liaise with examiners during audits and ensure corrective actions are executed
- Lead AML/BSA monitoring and suspicious activity reporting processes
Qualifications
- Bachelor's degree in Finance, Law, or related field; JD/CAMS preferred
- 5+ years compliance experience in financial services or regulated industry
- Strong knowledge of federal/state banking regulations and AML protocols
- Advanced proficiency in compliance software (e.g., ComplyAssistant, Wolters Kluwer)
- Excellent analytical skills with attention to detail and documentation accuracy
- Ability to communicate complex regulations clearly to non-technical stakeholders
- Proven track record of regulatory exam readiness and remediation