Job Description
Join our dynamic team at Delta Financial Group as a Remote-Friendly Compliance Officer in New Orleans! We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical practices across our operations. Enjoy the flexibility of remote work while making a tangible impact in a collaborative environment. Our culture emphasizes growth, innovation, and work-life balance. If you're passionate about compliance excellence and want to contribute to a forward-thinking financial institution, apply today!
Responsibilities
- Monitor and interpret evolving regulatory requirements (FINRA, SEC, AML)
- Develop and implement compliance policies/procedures across departments
- Conduct internal audits and risk assessments with actionable insights
- Train staff on compliance protocols and regulatory updates
- Investigate and resolve compliance breaches with documented remediation
- Collaborate with legal and executive teams on compliance strategy
- Manage compliance reporting for stakeholders and regulators
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML protocols
- Certifications (CRCM, CAMS, or CCEP) highly valued
- Exceptional analytical and problem-solving abilities
- Proven experience with compliance software (e.g., NASD, ComplyAdvantage)
- Excellent communication skills for stakeholder engagement
- Ability to thrive in remote work environments