Job Description
Join our award-winning compliance team in Atlanta! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence across all financial operations. You'll safeguard our organization's reputation while working in a dynamic, growth-oriented environment with exceptional benefits and career advancement opportunities.
Responsibilities
- Develop and implement robust compliance programs aligned with federal/state regulations (Dodd-Frank, AML, BSA)
- Conduct risk assessments and internal audits to identify compliance gaps
- Monitor regulatory changes and update policies/procedures accordingly
- Train staff on compliance protocols and ethical standards
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal and audit teams for regulatory reporting
- Ensure adherence to data privacy laws (GDPR, CCPA)
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Expert knowledge of FINRA, SEC, and Georgia financial regulations
- Strong analytical skills with attention to detail
- Experience with compliance software (e.g., MetricStream, RSA Archer)
- Excellent written/verbal communication skills