Job Description
Join our dynamic team as a Compliance Officer in Durham, NC! We're offering a competitive salary plus a $15,000 sign-on bonus for qualified candidates. This role ensures regulatory adherence across all operations, driving ethical standards and mitigating risk. Enjoy comprehensive benefits, professional development opportunities, and a collaborative work environment. Apply today to accelerate your compliance career!
Responsibilities
- Develop and implement compliance programs aligned with federal/state regulations (FCRA, BSA, AML)
- Conduct internal audits and risk assessments to identify compliance gaps
- Train staff on regulatory updates and compliance protocols
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed reports for senior management and regulatory bodies
- Collaborate with legal and internal audit teams on compliance initiatives
- Monitor industry trends to ensure proactive compliance adaptation
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Certified Compliance & Ethics Professional (CCEP) designation
- Strong knowledge of FINRA, SEC, and state regulations
- Exceptional analytical and problem-solving abilities
- Experience with compliance software (e.g., MetricStream, RSA Archer)
- Excellent written/verbal communication skills
- Ability to manage multiple projects under tight deadlines