Job Description
Join Delta Financial Services as a Compliance Officer in the vibrant heart of New Orleans! We're seeking a detail-driven professional to ensure regulatory adherence and foster a culture of compliance excellence. This full-time role offers competitive compensation, comprehensive benefits, and the opportunity to make a significant impact in our dynamic financial services environment.
Responsibilities
- Develop and implement compliance programs aligned with federal/state regulations (FinCEN, BSA, AML)
- Conduct regular risk assessments and internal audits of financial operations
- Investigate potential compliance breaches and recommend corrective actions
- Train staff on regulatory requirements and ethical standards
- Prepare detailed compliance reports for executive stakeholders and regulatory bodies
- Monitor industry regulatory changes and update policies accordingly
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of banking regulations (e.g., Reg E, Reg Z, Dodd-Frank)
- Relevant certifications (CRCM, CAMS, or CCEP) highly valued
- Exceptional analytical and problem-solving abilities
- Proficiency with compliance software (e.g., ComplyAssistant, Wolters Kluwer)