Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer in Pittsburgh, PA. We're seeking a detail-oriented professional to ensure regulatory adherence across all operations. This role offers competitive compensation, comprehensive benefits, and the opportunity to shape our compliance framework in a growing financial services environment.
Responsibilities
- Develop and implement compliance programs aligned with federal regulations (FinCEN, SEC, OFAC)
- Conduct risk assessments and internal audits for AML/KYC protocols
- Train staff on regulatory updates and compliance procedures
- Investigate and resolve compliance breaches with corrective action plans
- Prepare regulatory reports for FINRA, SEC, and state authorities
- Collaborate with legal and risk management teams on policy updates
- Monitor industry trends to anticipate regulatory changes
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 5+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Expert knowledge of BSA/AML, Dodd-Frank, and SEC regulations
- Advanced proficiency in compliance monitoring software (e.g., ComplyAdvantage)
- Exceptional analytical and problem-solving abilities
- Strong written communication for policy documentation and reporting
- Experience with cross-functional compliance initiatives