Job Description
Join Louisiana Financial Group as a Compliance Officer and become a guardian of regulatory excellence in Baton Rouge's thriving financial sector. We're seeking a detail-oriented professional to ensure our operations adhere to federal, state, and industry regulations while fostering a culture of integrity. This hybrid role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in Louisiana's compliance landscape.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with SEC, FINRA, and Louisiana state regulations
- Conduct thorough internal audits and risk assessments across banking operations
- Prepare regulatory filings and respond to examiner inquiries from state and federal agencies
- Train staff on compliance protocols, AML procedures, and ethical conduct standards
- Stay current on evolving financial regulations through continuous research
- Collaborate with legal and executive teams to address compliance gaps
- Maintain meticulous documentation of compliance activities and corrective actions
Qualifications
- Bachelor's degree in Finance, Accounting, or related field (Master's preferred)
- 5+ years of compliance experience in banking or financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Deep knowledge of federal banking regulations (Regulations CC, E, Z, O, M)
- Exceptional analytical skills with attention to detail
- Strong written and verbal communication abilities
- Experience with compliance management software (e.g., OnBase, LogicGate)
- Proven track record of successfully navigating regulatory examinations