Job Description
Join our dynamic team as a Compliance Officer at GlobalTech Solutions, where innovation meets integrity. We're seeking a detail-oriented professional to ensure regulatory adherence across our fast-growing fintech operations. Enjoy the flexibility of a hybrid schedule with core hours (10 AM - 3 PM) and remote work options. This role is perfect for work-life balance enthusiasts who thrive in collaborative environments while maintaining compliance excellence.
Responsibilities
- Monitor regulatory changes and update internal policies accordingly
- Conduct risk assessments and internal audits for financial transactions
- Develop and implement compliance training programs for staff
- Investigate and resolve compliance breaches with documented corrective actions
- Liaise with legal teams and external regulators during audits
- Maintain accurate compliance documentation and reporting systems
- Advise stakeholders on regulatory requirements and best practices
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 3+ years of compliance experience in fintech or banking
- Strong knowledge of FINRA, SEC, and state regulations
- Excellent analytical skills with attention to detail
- Ability to work independently with minimal supervision
- Proficiency in compliance software (e.g., Certify, ComplianceEase)
- Strong written and verbal communication skills
- Flexibility to adapt to changing regulatory landscapes