Job Description
Join our award-winning team as a Compliance Officer in Anaheim, CA! GlobalTech Solutions Inc. is seeking a meticulous professional to ensure regulatory adherence and mitigate risks in our dynamic fintech environment. This hybrid role offers competitive compensation, comprehensive benefits, and opportunities for career advancement.
As a key member of our compliance division, you'll safeguard our operations while shaping a culture of integrity. We're looking for someone passionate about regulatory excellence who thrives in fast-paced settings.
Why Join Us?
- Industry-leading compensation package
- Hyework schedule with flexible hours
- Professional development stipend
- Health, dental, and vision coverage
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and state regulations
- Conduct internal audits and risk assessments across financial operations
- Investigate potential violations and recommend corrective actions
- Deliver compliance training to staff across multiple departments
- Stay current on regulatory changes and update policies accordingly
- Liaise with regulatory bodies during examinations and inquiries
- Prepare comprehensive compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or fintech
- Certified Regulatory Compliance Manager (CRCM) or equivalent certification
- Advanced knowledge of AML, KYC, and Dodd-Frank regulations
- Proficiency with compliance management software (e.g., MetricStream, NAVEX)
- Exceptional analytical and problem-solving abilities
- Strong written and verbal communication skills