Job Description
Join our dynamic compliance team at Global Financial Solutions and make an immediate impact! We're seeking a detail-oriented Compliance Officer to start tomorrow in Tulsa, OK. This is your chance to advance your career in a fast-paced environment where your expertise in regulatory frameworks will protect our clients and drive ethical business practices. Enjoy competitive benefits, flexible work arrangements, and a culture that values integrity and innovation. Apply today and start your new career tomorrow!
Responsibilities
- Monitor and ensure adherence to federal, state, and local regulations including FINRA, SEC, and AML requirements
- Conduct comprehensive internal audits and risk assessments to identify compliance gaps
- Develop and implement robust compliance policies, procedures, and training programs
- Collaborate with legal, operations, and executive teams to resolve compliance issues
- Prepare detailed regulatory reports and maintain accurate compliance documentation
- Stay updated on evolving regulatory changes and advise stakeholders on implications
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and anti-money laundering regulations
- Excellent analytical skills with attention to detail and accuracy
- Ability to interpret complex regulations and communicate requirements clearly
- Professional certifications (CRCM, CAMS, or CCEP) highly desirable
- Proven experience developing compliance training programs