Job Description
Join our dynamic compliance team at Baltimore Financial Services Inc. and enjoy the convenience of weekly pay! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence while fostering a culture of integrity. This full-time role offers competitive compensation, comprehensive benefits, and the unique advantage of bi-weekly paychecks to support your financial stability. If you're passionate about safeguarding organizations against compliance risks while advancing your career in finance, apply today!
Responsibilities
- Monitor regulatory changes and implement updated compliance procedures
- Conduct internal audits and risk assessments across financial operations
- Develop and maintain compliance documentation and training programs
- Collaborate with legal and audit teams to resolve compliance issues
- Investigate potential violations and prepare detailed reports
- Ensure adherence to federal regulations (e.g., AML, BSA, Dodd-Frank)
- Lead compliance initiatives for new product launches
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (FINRA, SEC, OCC)
- Excellent analytical and problem-solving abilities
- Professional certifications (CRCM, CAMS, or CCEP) preferred
- Proficient in compliance software (e.g., OnBase, Diligent)
- Exceptional written and verbal communication skills