Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. and become a guardian of ethical business practices in the heart of Tampa's thriving financial district. We're urgently seeking a detail-oriented Compliance Officer to navigate complex regulatory landscapes and ensure our organization maintains the highest standards of integrity. This premium opportunity offers competitive compensation, comprehensive benefits, and the chance to make a tangible impact in a fast-paced environment.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FINRA, SEC, AML)
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare detailed regulatory reports and maintain accurate documentation
- Train staff on compliance policies and regulatory changes
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and executive teams on compliance strategy
- Stay updated on industry regulations and emerging compliance trends
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML/BSA requirements
- Certified Compliance & Ethics Professional (CCEP) certification required
- Exceptional analytical and problem-solving abilities
- Proficient in compliance software (e.g., Diligent, Compliance 360)
- Excellent written/verbal communication skills
- Ability to thrive in a deadline-driven environment