Job Description
Join our dynamic team as a Compliance Officer in Kansas City, MO, and play a pivotal role in safeguarding our organization's integrity. This urgent opening requires a proactive professional to navigate complex regulatory landscapes and drive compliance excellence. We offer competitive compensation, growth opportunities, and a collaborative environment where your expertise makes a tangible impact. Apply today to become a key guardian of our operational standards.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (e.g., FINRA, SEC, AML)
- Conduct risk assessments and internal audits to identify compliance gaps
- Provide guidance to stakeholders on regulatory requirements and best practices
- Investigate and resolve compliance violations with corrective action plans
- Stay updated on industry regulations and advise on policy changes
- Prepare detailed compliance reports for senior leadership and regulatory bodies
- Train employees on compliance protocols and ethical standards
Qualifications
- Bachelor's degree in Finance, Law, Business, or related field
- 5+ years of compliance experience in financial services
- Strong knowledge of federal and state regulations (e.g., Dodd-Frank, BSA/AML)
- Certification (e.g., CRCM, CAMS) preferred
- Exceptional analytical and problem-solving skills
- Proficiency with compliance software (e.g., NASD, Bloomberg)
- Excellent written/verbal communication abilities
- Ability to thrive in fast-paced, deadline-driven environments