Job Description
Join our award-winning compliance team in Cincinnati and become a guardian of ethical business practices! We're urgently seeking a meticulous Compliance Officer to navigate complex regulatory landscapes and safeguard our organization's integrity. This high-impact role offers competitive compensation, comprehensive benefits, and the opportunity to shape our compliance framework while working with industry leaders. If you're passionate about regulatory excellence and thrive in dynamic environments, apply today to accelerate your career with a top-tier financial institution.
Responsibilities
- Develop and implement robust compliance policies aligned with federal regulations (Dodd-Frank, SEC, FINRA) and state-specific requirements
- Conduct thorough internal audits and risk assessments across all business units
- Investigate potential compliance violations and recommend corrective actions
- Provide ongoing compliance training to 500+ employees with engaging, scenario-based workshops
- Monitor legislative changes and advise leadership on emerging regulatory risks
- Manage AML/KYC protocols and ensure adherence to Bank Secrecy Act requirements
- Collaborate with legal and audit teams to maintain compliance certification
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's/JD preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Active CRCM or CAMS certification strongly preferred
- Deep knowledge of Ohio financial regulations and SEC reporting requirements
- Exceptional analytical skills with ability to interpret complex legal documents
- Proven experience conducting internal audits and investigations
- Strong proficiency in compliance software (e.g., ComplianceEase, MetricStream)
- Excellent written/verbal communication skills for stakeholder reporting