Job Description
Join our dynamic compliance team at Atlantic Financial Group and become a guardian of regulatory excellence in Virginia Beach's thriving financial sector. We're urgently seeking a detail-oriented Compliance Officer to ensure adherence to federal and state regulations while driving ethical business practices. This high-impact role offers competitive compensation, comprehensive benefits, and the opportunity to shape compliance frameworks for our growing organization. Apply today and make a difference in financial integrity!
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and Virginia state regulations
- Conduct regular internal audits and risk assessments to identify compliance gaps
- Prepare detailed regulatory reports and maintain accurate compliance documentation
- Train staff on regulatory updates and compliance protocols
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and senior leadership on compliance strategy
- Stay current on evolving financial regulations through continuous research
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- FINRA Series 63/65 or 66 license required
- Strong knowledge of FINRA, SEC, and Virginia banking regulations
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance software (e.g., Certify, ComplianceAI)
- Excellent written and verbal communication skills
- Certified Regulatory Compliance Manager (CRCM) designation preferred