Job Description
Join our elite compliance team in Honolulu! We're urgently seeking a detail-oriented Compliance Officer to safeguard our financial operations against regulatory risks. This is your chance to make a tangible impact in Hawaii's thriving financial sector while enjoying island life. Apply today and become part of our award-winning organization dedicated to integrity and excellence.
Responsibilities
- Monitor and interpret federal/state regulations (FINRA, SEC, DFS) for financial services
- Conduct internal audits and risk assessments across banking operations
- Develop/update compliance policies and procedures
- Train staff on AML, KYC, and anti-fraud protocols
- Investigate potential violations and prepare regulatory reports
- Collaborate with legal counsel on compliance frameworks
- Manage vendor compliance due diligence processes
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 3+ years compliance experience in financial services
- FINRA Series 24/26 or Hawaii DFS licenses preferred
- Advanced knowledge of banking regulations
- Strong analytical and investigative skills
- Proficiency in compliance software (e.g., Nasdaq Comply)
- Excellent written/verbal communication skills
- Hawaii residency or willingness to relocate