Job Description
Join our dynamic team as a Senior Compliance Officer in the heart of San Jose's tech hub. This high-paying role offers an opportunity to shape regulatory strategy for a Fortune 500 company while enjoying Silicon Valley's premier lifestyle. You'll lead compliance initiatives across fintech operations, ensuring adherence to evolving federal and state regulations while driving ethical business practices.
We offer a comprehensive benefits package including equity, unlimited PTO, and wellness stipends. Our downtown San Jose office features modern amenities and flexible work options to support your success.
Responsibilities
- Develop and implement enterprise-wide compliance frameworks aligned with SOX, FINRA, and SEC regulations
- Conduct risk assessments and internal audits for 200+ employees across 15 states
- Lead regulatory change management initiatives including GDPR and CCPA compliance
- Collaborate with legal and executive teams to prepare for regulatory examinations
- Design and deliver compliance training programs for technical and non-technical staff
- Manage compliance reporting dashboards and present findings to audit committees
- Oversee vendor risk management program with 50+ third-party relationships
Qualifications
- Bachelor's degree in Finance, Law, or Business; CPA/CCEP/CRCM certification required
- 8+ years compliance experience in fintech or regulated industries
- Expertise in regulatory technology (RegTech) and compliance automation tools
- Proven track record leading complex compliance transformations
- Strong analytical skills with ability to interpret legislative changes
- Experience managing cross-functional teams and vendor relationships
- Exceptional communication skills for stakeholder engagement at all levels