Job Description
Join our dynamic team as an immediate hire Compliance Officer in Dallas, TX! We're seeking a proactive professional to ensure regulatory adherence and mitigate financial risks. Enjoy competitive compensation, comprehensive benefits, and a collaborative environment at a leading financial institution. Apply today to start your career in compliance excellence!
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to update compliance protocols
- Conduct internal audits and risk assessments across banking operations
- Develop and deliver compliance training programs for staff
- Investigate and resolve compliance violations with corrective action plans
- Prepare regulatory reports for federal and state authorities
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- FINRA Series 24, 26, or 27 certification required
- Proficiency in compliance software (e.g., OnBase, Wolters Kluwer)
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Experience with AML/KYC regulations and BSA/AML audits