Job Description
Join our elite compliance team at Global Financial Solutions Inc., a leading financial services firm in Jacksonville, FL. We're seeking a highly motivated Senior Compliance Officer to drive regulatory excellence and mitigate risks in a dynamic environment. This premium role offers competitive compensation, comprehensive benefits, and opportunities for career advancement within our rapidly growing organization. If you're passionate about safeguarding regulatory integrity and thrive in a fast-paced setting, apply today to become part of our award-winning compliance division.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal/state regulations (FINRA, SEC, AML)
- Conduct risk assessments and internal audits for financial products/services
- Lead regulatory reporting initiatives and maintain compliance documentation
- Train staff on regulatory changes and compliance protocols
- Collaborate with legal and business units to ensure adherence to policies
- Monitor regulatory trends and advise on emerging compliance requirements
- Manage compliance investigations and remediation efforts
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- FINRA Series 7/63/24/27 licenses or equivalent certifications
- Expert knowledge of FINRA rules, SEC regulations, and AML/KYC protocols
- Proven experience developing compliance policies and procedures
- Strong analytical skills with attention to regulatory details
- Excellent communication skills for training and stakeholder management
- Experience with compliance software (e.g., Actimize, NICE Actimize)