Job Description
Join our elite compliance team at Global Financial Solutions Inc. and become a guardian of regulatory excellence in Chandler's thriving financial district. We're seeking a seasoned Senior Compliance Officer to drive our risk management framework and ensure adherence to federal regulations. This high-impact role offers competitive compensation, executive mentorship, and opportunities to shape industry best practices. If you're passionate about ethical finance and possess an uncompromising attention to detail, this is your chance to elevate your career while making a tangible impact.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with FINRA, SEC, and OCC regulations
- Conduct risk assessments and internal audits to identify regulatory gaps
- Lead cross-functional investigations into potential compliance breaches
- Prepare detailed regulatory reports for executive stakeholders and government agencies
- Mentor junior compliance staff and conduct departmental training sessions
- Collaborate with legal teams on policy updates and regulatory changes
- Monitor emerging regulatory trends and advise on mitigation strategies
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/JD preferred)
- 5+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or equivalent designation
- Expertise in AML, KYC, and anti-fraud protocols
- Proven track record of managing regulatory examinations
- Advanced proficiency in compliance software (e.g., ComplyAssistant, Actimize)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills for regulatory reporting