Job Description
Join our dynamic compliance team in Baltimore and safeguard our financial operations against regulatory risks. We're seeking a detail-oriented professional to ensure adherence to federal regulations, implement compliance frameworks, and drive ethical business practices. Enjoy competitive compensation, comprehensive benefits, and career growth in a collaborative environment.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and state regulations
- Conduct regular audits and risk assessments to identify compliance gaps
- Investigate regulatory violations and recommend corrective actions
- Train staff on compliance policies and regulatory updates
- Prepare reports for senior management and regulatory bodies
- Stay current with evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 5+ years of compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) strongly preferred
- Expert knowledge of federal/state banking regulations
- Exceptional analytical and problem-solving skills
- Strong written and verbal communication abilities
- Proficiency in compliance management software