Job Description
Join Delta Financial Services as a Senior Compliance Officer in the vibrant heart of New Orleans! We're seeking a detail-oriented professional to ensure regulatory adherence and foster a culture of compliance excellence. This hybrid role offers competitive compensation, comprehensive benefits, and the opportunity to shape our compliance framework in a dynamic financial services environment.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal (FFIEC, BSA/AML) and state regulations
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Investigate and resolve compliance violations with corrective action plans
- Train staff on regulatory requirements and ethical practices
- Act as primary liaison with regulatory bodies (OCC, FDIC, etc.)
- Stay updated on evolving financial regulations and industry trends
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation required
- Expert knowledge of BSA/AML, Fair Lending, and consumer protection laws
- Advanced proficiency in compliance management software (e.g., ComplyAdvantage)
- Exceptional analytical and investigative skills
- Strong written and verbal communication abilities