Job Description
Join our elite compliance team at Coastal Financial Solutions, a premier financial institution serving the Virginia Beach metropolitan area. We're seeking a highly skilled Senior Compliance Officer to safeguard our operations against regulatory risks while driving strategic compliance initiatives. This high-impact role offers exceptional compensation and career growth opportunities in one of Virginia's most dynamic coastal cities.
Responsibilities
- Develop, implement, and monitor comprehensive compliance programs aligned with FINRA, SEC, and AML regulations
- Conduct risk assessments and internal audits to identify compliance vulnerabilities
- Lead regulatory examinations and prepare detailed documentation for state/federal authorities
- Design and deliver compliance training programs for 200+ employees across multiple departments
- Collaborate with legal and executive teams to interpret regulatory changes and update policies
- Manage compliance investigations and implement corrective action plans
- Generate executive dashboards and quarterly compliance performance reports
Qualifications
- Bachelor's degree in Finance, Business, or related field; advanced degree preferred
- 7+ years of compliance experience in financial services with 3+ years in leadership roles
- Active CRCM, CAMS, or CCEP certification required
- Expertise in federal banking regulations (Regulations H, O, Z) and Virginia state laws
- Proven track record in managing regulatory examinations with no material findings
- Advanced proficiency in compliance software (e.g., MetricStream, LogicGate)
- Exceptional analytical skills with ability to translate complex regulations into actionable policies