Job Description
Join Milwaukee's premier financial institution as a Senior Compliance Officer. Lead regulatory compliance initiatives across our growing portfolio while enjoying competitive compensation, comprehensive benefits, and a downtown Milwaukee office with lake views. This high-impact role offers direct exposure to executive leadership and opportunities to shape our compliance framework in a dynamic financial landscape.
Responsibilities
- Develop and implement compliance programs aligned with federal regulations (FinCEN, SEC, CFPB) and state-specific requirements
- Conduct risk assessments and internal audits for AML/KYC, anti-bribery, and data privacy protocols
- Train 50+ employees on compliance policies and regulatory changes
- Liaise with regulators during examinations and audits
- Manage compliance reporting for executive board and external stakeholders
- Lead cross-functional initiatives to remediate control gaps
- Stay updated on regulatory developments through industry conferences and publications
Qualifications
- Bachelor's degree in Finance, Law, or related field; JD/CAMS/CECP preferred
- 7+ years in compliance with 3+ years in financial services
- Expert knowledge of BSA/AML, Dodd-Frank, and state money transmitter laws
- Proven experience managing compliance audits and regulatory examinations
- Advanced analytical skills with regulatory reporting tools (e.g., ComplyAdvantage, Oracle GRC)
- Strong written/verbal communication with ability to present to C-suite
- Project management certification (PMP) or equivalent experience