Job Description
Join our award-winning financial institution as a Senior Compliance Officer and lead critical regulatory initiatives in Indianapolis. We're seeking a detail-driven professional to ensure adherence to federal and state regulations while driving our compliance culture forward. Enjoy competitive compensation, comprehensive benefits, and opportunities for career advancement in a dynamic environment.
Responsibilities
- Develop and implement compliance policies aligned with FINRA, SEC, and CFPB regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Lead AML/KYC program oversight and BSA compliance initiatives
- Provide regulatory training to 100+ employees across multiple departments
- Manage regulatory examinations and prepare responsive documentation
- Collaborate with legal and executive teams on compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services or regulated industry
- Certified Regulatory Compliance Manager (CRCM) or CAMS designation required
- Expertise in federal banking regulations (Dodd-Frank, BSA, AML)
- Proven track record of leading regulatory examinations
- Advanced analytical and problem-solving abilities
- Strong written/verbal communication and presentation skills