Job Description
Join our elite compliance team at Global Financial Solutions Inc., a leading financial institution in Columbus, OH. We seek a highly motivated Senior Compliance Officer to drive regulatory excellence and safeguard our operations. This pivotal role offers competitive compensation, comprehensive benefits, and opportunities for career advancement in a dynamic environment.
As a key member of our risk management division, you'll ensure adherence to federal regulations (SOX, AML, Dodd-Frank) while implementing innovative compliance frameworks. Our collaborative culture values integrity, strategic thinking, and proactive risk mitigation.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal and state regulations
- Conduct risk assessments and internal audits for financial transactions and business processes
- Lead investigations of compliance breaches and recommend corrective actions
- Collaborate with legal and executive teams on regulatory updates and policy changes
- Maintain meticulous documentation of compliance activities and audit trails
- Train staff on compliance protocols and regulatory requirements
- Monitor emerging regulations and advise on potential impacts to business operations
Qualifications
- Bachelor's degree in Finance, Accounting, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of SOX, AML, and SEC regulations
- Professional certification (CRCM, CAMS, or CCEP) required
- Advanced analytical skills with attention to detail
- Exceptional communication and stakeholder management abilities
- Experience with compliance software (e.g., RSA Archer, MetricStream)