Job Description
Join our elite compliance team at Global Financial Services Inc. as a Senior Compliance Officer in Cincinnati. This high-impact role offers a competitive salary package and the opportunity to shape regulatory strategy for a Fortune 500 financial institution. You'll work in a state-of-the-art downtown office with panoramic views of the Ohio River, collaborate with industry leaders, and drive ethical excellence across all operations. We offer comprehensive benefits including 401(k) matching, flexible work arrangements, and continuous professional development.
Responsibilities
- Develop, implement, and monitor compliance programs ensuring adherence to federal regulations (SEC, FINRA, OCC) and Ohio state laws
- Conduct risk assessments and internal audits to identify compliance gaps and recommend corrective actions
- Lead investigations into regulatory violations and prepare detailed reports for executive leadership
- Train staff on compliance policies and procedures through engaging workshops and e-learning modules
- Collaborate with legal and business units to navigate regulatory changes and maintain competitive advantage
- Manage compliance documentation and reporting requirements for regulatory bodies
- Stay current with industry trends through continuous education and professional certifications
Qualifications
- Bachelor's degree in Finance, Business Administration, Law, or related field; Master's preferred
- 5+ years of compliance experience in financial services or regulated industry
- Relevant certifications (CRCM, CAMS, CCEP) or willingness to obtain within 6 months
- Expert knowledge of SEC, FINRA, and Ohio banking regulations
- Advanced analytical skills with proficiency in compliance management software (e.g., MetricStream, RSA Archer)
- Exceptional communication skills for presenting complex concepts to diverse stakeholders
- Proven track record of designing and implementing compliance frameworks
- Experience managing compliance audits and regulatory examinations