Job Description
Join Pittsburgh Financial Services Corp as a Senior Compliance Officer and become a guardian of regulatory excellence in the heart of Pennsylvania's financial hub. We're seeking a detail-driven professional to safeguard our operations while driving ethical business practices in a dynamic, growth-oriented environment.
As a cornerstone of our risk management framework, you'll develop innovative compliance strategies that balance regulatory rigor with operational efficiency. Our collaborative culture values proactive compliance solutions, offering you a platform to make measurable impact while advancing your career in one of America's most livable cities.
Responsibilities
- Develop, implement, and maintain robust compliance programs aligned with FINRA, SEC, and state regulations
- Conduct comprehensive risk assessments and internal audits across business units
- Monitor regulatory changes and provide actionable guidance to leadership
- Design and deliver compliance training programs for 200+ employees
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal team on regulatory submissions and policy documentation
- Lead cross-functional compliance initiatives for new product launches
Qualifications
- Bachelor's degree in Finance, Business, or Law; Master's or JD preferred
- 5+ years compliance experience in financial services with FINRA/SEC focus
- CRCM or CCEP certification required
- Advanced knowledge of AML, KYC, and anti-fraud regulations
- Expertise in compliance software (e.g., RSA Archer, MetricStream)
- Exceptional analytical skills with regulatory interpretation experience
- Proven track record of developing scalable compliance frameworks