Job Description
Join our elite compliance team at Global Financial Solutions Inc., where integrity meets innovation. As a Senior Compliance Officer, you'll safeguard our organization's regulatory framework while driving strategic compliance initiatives in the heart of Saint Paul's thriving financial district. We offer a competitive compensation package, comprehensive benefits, and unparalleled career growth opportunities.
Our ideal candidate thrives in dynamic environments and possesses deep expertise in financial regulations. You'll collaborate with executive leadership to implement cutting-edge compliance strategies while mentoring junior team members. Enjoy a hybrid work model with a modern office space downtown.
Responsibilities
- Develop and implement robust compliance programs aligned with federal regulations (Dodd-Frank, AML, BSA)
- Conduct risk assessments and internal audits for financial products and services
- Lead regulatory reporting to FINRA, SEC, and state authorities
- Mentor compliance staff and design training programs for 100+ employees
- Collaborate with legal and audit teams on policy development
- Investigate potential violations and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/JD preferred)
- 7+ years compliance experience in financial services
- FINRA Series 24/26 or equivalent regulatory certifications
- Expertise in federal/state banking regulations
- Advanced proficiency in compliance software (e.g., MetricStream, RSA Archer)
- Strong analytical and presentation skills with executive stakeholders
- Experience managing compliance budgets and teams