Job Description
Join Buffalo Financial Services as a Senior Compliance Officer and become a guardian of regulatory excellence. We're seeking a detail-oriented professional to ensure adherence to federal, state, and industry regulations while fostering a culture of compliance. Enjoy competitive compensation, comprehensive benefits, and career growth in Buffalo's thriving financial sector.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, NYDFS) to update compliance programs
- Conduct internal audits and risk assessments for banking operations
- Develop and implement compliance policies, procedures, and training programs
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal and business units on compliance initiatives
- Prepare regulatory reports and disclosures for federal agencies
- Lead compliance monitoring systems and technology implementations
Qualifications
- Bachelor's degree in Finance, Business, or Law (Master's preferred)
- 5+ years of compliance experience in financial services
- FINRA Series 24 or 26 certification required
- Strong knowledge of banking regulations and AML requirements
- Advanced analytical and problem-solving skills
- Exceptional written/verbal communication abilities
- Experience with compliance management software (e.g., Fenergo, Nasdaq)