Job Description
Join Pittsburgh Financial Group as a Senior Compliance Officer and lead our regulatory excellence initiatives. We're seeking a detail-oriented professional to ensure adherence to federal and state regulations while driving ethical standards across our operations. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in one of America's most dynamic financial hubs.
Responsibilities
- Develop and implement compliance programs aligned with SEC, FINRA, and Pennsylvania state regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Provide regulatory guidance to senior leadership and department heads
- Manage investigations of compliance violations and remediation processes
- Train staff on regulatory updates and ethical business practices
- Prepare regulatory filings and maintain compliance documentation
- Collaborate with legal and risk management teams on cross-functional initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 7+ years of compliance experience in financial services
- FINRA Series 7, 24, and 63/65/66 certifications required
- Deep knowledge of federal banking regulations (Regulations D, E, Z, CCAR)
- Strong analytical skills with experience in risk assessment frameworks
- Proven ability to interpret complex regulatory requirements
- Excellent communication skills with executive-level presentation experience
- Experience with compliance management software (e.g., NASD, Bloomberg)