Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. and become a guardian of regulatory excellence in Richmond's thriving financial sector. We're seeking a meticulous Senior Compliance Officer to design, implement, and monitor robust compliance frameworks that protect our clients and uphold industry standards. This is your chance to shape compliance strategy in a forward-thinking organization while advancing your career in Virginia's capital.
Responsibilities
- Develop and maintain comprehensive compliance programs aligned with federal regulations (SEC, FINRA, OCC) and Virginia state laws
- Conduct thorough risk assessments and internal audits to identify compliance gaps
- Prepare detailed regulatory reports and documentation for executive stakeholders
- Train staff on compliance protocols and ethical standards
- Monitor regulatory changes and implement policy updates within 30-day windows
- Collaborate with legal team on compliance investigations and corrective actions
- Lead cross-departmental compliance initiatives using GRC software platforms
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Certified Regulatory Compliance Manager (CRCM) or equivalent designation required
- Expert knowledge of Dodd-Frank Act, Bank Secrecy Act, and Virginia Code § 6.2-400
- Advanced proficiency in compliance management software (e.g., RSA Archer, MetricStream)
- Exceptional analytical skills with attention to detail
- Strong written communication for policy development and reporting
- Proven experience managing compliance audits and remediation projects