Job Description
Join our dynamic team as a Senior Compliance Officer and drive regulatory excellence in Omaha's thriving financial sector. We offer a competitive compensation package, comprehensive benefits, and opportunities for professional growth in a forward-thinking environment. This role is pivotal in ensuring our organization maintains the highest standards of regulatory compliance while supporting business objectives.
Responsibilities
- Develop, implement, and monitor comprehensive compliance programs aligned with federal and state regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Provide expert guidance on FINRA, SEC, AML, and consumer protection regulations
- Collaborate with legal, operations, and audit teams to resolve compliance issues
- Deliver compliance training to staff and leadership
- Prepare detailed reports for executive leadership and regulatory bodies
- Stay current with regulatory changes and advise on implications
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Relevant certifications (CCEP, CAMS, CRCM) highly valued
- Deep knowledge of financial regulations and risk frameworks
- Exceptional analytical and problem-solving abilities
- Strong written and verbal communication skills
- Proven experience in regulatory reporting and audit management