Job Description
Join our elite compliance team at Atlantic Financial Partners and lead regulatory excellence in Florida's financial hub. We're seeking a driven Senior Compliance Officer to design and implement robust compliance frameworks for our rapidly growing portfolio. Enjoy competitive compensation, hybrid work flexibility, and unparalleled career advancement in a culture that values integrity and innovation.
Responsibilities
- Develop and monitor compliance programs adhering to federal regulations (SEC, FINRA, CFTC) and state-specific Florida statutes
- Conduct risk assessments and internal audits for banking, fintech, and investment operations
- Train 50+ employees on AML/BSA protocols and evolving regulatory landscapes
- Liaise with regulators during examinations and maintain flawless compliance documentation
- Lead cross-departmental initiatives to embed compliance into business processes
- Manage compliance technology stack and data analytics for proactive risk mitigation
Qualifications
- Bachelor's degree in Finance, Law, or related field; JD/LLM or CAMS certification preferred
- 7+ years compliance experience in financial services with 3+ years in leadership roles
- Expertise in Florida-specific regulations (Chapter 517, F.S. and Money Transmitter Act)
- Advanced proficiency in compliance software (e.g., NICE Actimize, ComplyAdvantage)
- Proven track record in managing regulatory examinations and enforcement actions
- Strong analytical skills with experience in data-driven compliance monitoring
- SHRM-SCP or CRCM designation highly desirable