Job Description
Join our dynamic team as a Senior Compliance Officer at Global Financial Solutions Inc., where we champion regulatory excellence and ethical leadership in the financial services sector. This high-impact role offers a competitive compensation package, comprehensive benefits, and opportunities for professional growth in Tucson's thriving business environment. You'll be instrumental in safeguarding our organization against compliance risks while shaping our proactive compliance culture.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (SEC, FINRA, CFPB) and state-specific Arizona requirements
- Conduct comprehensive risk assessments and internal audits across all business units
- Provide expert guidance to senior leadership on regulatory changes and their strategic implications
- Lead training initiatives for 200+ employees on compliance protocols and ethical standards
- Manage regulatory reporting and documentation with meticulous attention to detail
- Collaborate with legal counsel to resolve complex compliance issues
- Oversee third-party vendor compliance due diligence processes
Qualifications
- Bachelor's degree in Finance, Business Administration, Law, or related field (Master's preferred)
- 7+ years of progressive compliance experience in financial services or regulated industries
- Active certification (CRCM, CCEP, or CAMS) or willingness to obtain within 6 months
- Expert knowledge of Arizona financial regulations and federal compliance frameworks
- Proven experience leading cross-functional compliance initiatives
- Exceptional analytical skills with ability to interpret complex regulations
- Strong written communication skills for policy development and reporting
- Experience with compliance management software (e.g., MetricStream, RSA Archer)