Job Description
Join our elite compliance team at Global Financial Solutions Inc. in the heart of New Orleans' thriving financial district. We're seeking a meticulous Senior Compliance Officer to safeguard our operations against regulatory risks while driving ethical excellence. This premium role offers unparalleled career growth, comprehensive benefits, and the opportunity to shape compliance frameworks for a Fortune 500 enterprise. Enjoy a competitive compensation package with performance bonuses, flexible work arrangements, and a commitment to professional development.
Responsibilities
- Develop and implement robust compliance programs aligned with federal regulations (Dodd-Frank, BSA/AML) and state-specific Louisiana requirements
- Conduct high-stakes internal audits and regulatory examinations with actionable remediation plans
- Lead cross-functional risk assessments for new product launches and market expansions
- Train senior leadership and staff on evolving compliance protocols and ethical conduct
- Interface with regulatory bodies including SEC, FINRA, and Louisiana Department of Financial Institutions
- Manage compliance investigations and enforcement actions with legal precision
- Oversee third-party vendor risk management due diligence processes
Qualifications
- Bachelor's degree in Finance, Law, or related field; JD/MBA preferred
- 7+ years of progressive compliance experience in financial services or regulated industries
- Deep expertise in federal/state banking regulations and Louisiana-specific compliance frameworks
- Professional certifications (CRCM, CAMS, CCEP) or willingness to obtain within 6 months
- Proven track record of designing compliance technology solutions (e.g., RegTech platforms)
- Exceptional analytical skills with experience managing complex regulatory investigations
- Strong written/verbal communication abilities for executive reporting and regulatory correspondence
- Experience managing compliance budgets and resource allocation for multi-state operations