Job Description
Join Cincinnati's premier financial institution as our next Senior Compliance Officer. Lead regulatory compliance initiatives for our expanding portfolio while enjoying a competitive salary package and comprehensive benefits. This role offers direct impact on our risk management framework and career advancement opportunities in a dynamic, growth-oriented environment.
We're seeking a detail-oriented professional to ensure adherence to federal regulations (FINRA, SEC, OCC) while fostering a culture of compliance excellence. Enjoy hybrid work flexibility and collaborate with industry leaders in our downtown Cincinnati headquarters.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal and state regulations
- Conduct risk assessments and internal audits for banking operations
- Train staff on AML, KYC, and anti-fraud protocols
- Manage regulatory reporting requirements and examinations
- Collaborate with legal and audit teams on compliance initiatives
- Stay updated on regulatory changes and industry best practices
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/JD preferred)
- 5+ years of compliance experience in financial services
- FINRA Series 7, 24, or 63 certifications
- Expertise in BSA/AML, Dodd-Frank, and consumer protection laws
- Strong analytical and risk assessment capabilities
- Experience with compliance management software (e.g., Actimize, NICE Actimize)