Job Description
Join our dynamic compliance team as a Senior Compliance Officer and lead critical regulatory initiatives in Chandler's thriving financial sector. We offer a competitive salary package, comprehensive benefits, and opportunities for career advancement in a collaborative, high-performance environment. Ideal for professionals with 5+ years of experience in financial services compliance.
Responsibilities
- Develop and implement compliance programs aligned with federal regulations (FINRA, SEC, OCC)
- Conduct risk assessments and internal audits to ensure regulatory adherence
- Prepare comprehensive compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory updates and compliance best practices
- Collaborate with legal and risk management teams on policy development
- Monitor emerging regulatory trends and advise on strategic compliance adjustments
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation
- Deep knowledge of federal banking regulations and AML/BSA protocols
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills for stakeholder reporting
- Experience with compliance management software (e.g., MetricStream, RSA Archer)