Job Description
Join Jacksonville Financial Group as a Senior Compliance Officer and become a guardian of regulatory excellence in Florida's financial hub. We're seeking a dedicated professional to ensure adherence to federal, state, and industry regulations while driving our compliance culture forward. This pivotal role offers the opportunity to shape compliance frameworks, mentor junior staff, and safeguard our organization's reputation in a dynamic market. If you're passionate about regulatory integrity and thrive in collaborative environments, apply today to make a tangible impact on Jacksonville's financial landscape.
Responsibilities
- Develop, implement, and maintain comprehensive compliance programs aligned with FINRA, SEC, and Florida state regulations
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Provide expert guidance on regulatory changes affecting financial operations
- Train staff on compliance policies and procedures with engaging workshops
- Investigate and resolve compliance incidents with meticulous documentation
- Collaborate with legal and executive teams on regulatory reporting requirements
- Monitor industry trends to proactively address emerging compliance challenges
Qualifications
- Bachelor's degree in Finance, Business, or related field; JD or MBA preferred
- 5+ years of compliance experience in financial services or regulated industry
- Active FINRA Series 7 and 63/66 licenses required
- Deep knowledge of AML, BSA, and OFAC regulations
- Exceptional analytical and problem-solving abilities
- Strong written and verbal communication skills for complex reporting
- Proven experience with compliance management software (e.g., ComplySci)
- Professional certification (CRCM, CAMS) highly valued