Job Description
Join our dynamic compliance team in Chicago and play a critical role in maintaining regulatory excellence at Global Financial Services Inc. We're urgently seeking a detail-oriented Senior Compliance Officer to navigate the evolving financial landscape and safeguard our organization's integrity. This high-impact position offers competitive compensation and the opportunity to shape compliance frameworks in a fast-paced environment.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal regulations (Dodd-Frank, AML, BSA)
- Conduct internal audits and risk assessments across banking operations
- Investigate regulatory violations and recommend corrective actions
- Collaborate with legal and business units on policy development
- Prepare regulatory reports for SEC, CFTC, and state authorities
- Train staff on compliance protocols and ethical standards
- Monitor regulatory changes and update procedures accordingly
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation required
- Expert knowledge of FINRA, SEC, and OCC regulations
- Advanced proficiency in compliance management software
- Exceptional analytical and investigative skills
- Proven track record in regulatory reporting
- Strong written and verbal communication abilities