Job Description
Join Coastal Financial Group's elite compliance team as a Senior Compliance Officer in Virginia Beach. We offer a competitive compensation package, comprehensive benefits, and opportunities for professional growth in a dynamic financial services environment. Our commitment to regulatory excellence and ethical practices makes us a leader in the industry.
Responsibilities
- Develop and implement robust compliance programs adhering to federal/state regulations (FINRA, SEC, AML)
- Conduct risk assessments and internal audits across financial operations
- Monitor regulatory changes and update compliance policies accordingly
- Train staff on compliance protocols and regulatory requirements
- Investigate potential violations and recommend corrective actions
- Liaise with regulatory bodies and legal counsel
- Prepare comprehensive compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Certifications (CRCM, CAMS, CCEP) strongly preferred
- Deep knowledge of banking regulations and industry standards
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Experience with compliance management software