Job Description
Join CompliancePro Solutions Inc. as a Remote Compliance Officer and drive regulatory excellence in a dynamic financial services environment. We're seeking a detail-oriented professional to safeguard our operations while enjoying the flexibility of remote work based in Santa Ana, CA. You'll collaborate with cross-functional teams to implement robust compliance frameworks, ensuring adherence to federal and state regulations including Dodd-Frank, SOX, and CCPA. This role offers competitive compensation, comprehensive benefits, and opportunities for professional growth in a supportive, innovative culture.
Responsibilities
- Develop, implement, and monitor compliance programs to mitigate regulatory risks
- Conduct internal audits and risk assessments across all business units
- Stay updated on evolving regulations (SEC, FINRA, CFPB, CA state laws)
- Train employees on compliance policies and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for executive stakeholders
- Collaborate with legal and audit teams on regulatory initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years of compliance experience in financial services
- Certification (CRCM, CAMS, or CCEP) preferred
- Proficiency with compliance software (e.g., RSA Archer, MetricStream)
- Strong analytical and problem-solving skills
- Exceptional written/verbal communication abilities
- Experience with remote work tools and protocols
- Knowledge of California-specific regulatory requirements