Job Description
Join Capital Risk Solutions LLC as a Remote Compliance Officer and become a guardian of regulatory excellence in the finance sector. We're seeking a detail-oriented professional to ensure our operations adhere to federal and state regulations while supporting our mission to deliver transparent, ethical financial services. This fully remote position offers the flexibility to work from anywhere while making a tangible impact on our compliance framework.
Responsibilities
- Monitor and interpret regulatory updates (FINRA, SEC, VA state laws) to implement organizational changes
- Conduct internal audits and compliance assessments across all business units
- Develop and maintain comprehensive compliance policies/procedures with 100% accuracy
- Train staff on compliance protocols and regulatory changes using interactive e-learning modules
- Investigate potential violations and prepare detailed remediation reports
- Liaise with external regulators during examinations and inquiries
- Manage compliance documentation using our secure digital records system
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 5+ years in compliance/regulatory role, preferably in financial services
- Certified Regulatory Compliance Manager (CRCM) or CAMS designation required
- Advanced knowledge of VA state banking regulations and federal compliance frameworks
- Proficiency in compliance software (e.g., RSA Archer, MetricStream)
- Exceptional analytical skills with attention to minute detail
- Proven ability to translate complex regulations into actionable policies
- Strong written/verbal communication skills for stakeholder reporting