Job Description
Join our dynamic compliance team as a Remote Compliance Officer and safeguard our operations while enjoying the flexibility of remote work in Laredo, TX. As a key member of our risk management division, you'll ensure adherence to federal regulations, internal policies, and industry standards. We offer competitive benefits, professional development opportunities, and a collaborative virtual environment. Apply today to make a meaningful impact in the financial services sector while working from the comfort of your home office.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) to update compliance frameworks
- Conduct internal audits and risk assessments across digital banking channels
- Develop and implement compliance training programs for remote staff
- Investigate potential violations and recommend corrective actions
- Prepare comprehensive compliance reports for executive stakeholders
- Collaborate with legal and audit teams on cross-functional initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- FINRA Series 26/27 or CCEP certification required
- Proficiency with compliance software (e.g., MetricStream, RSA Archer)
- Strong analytical skills with attention to detail
- Excellent written/verbal communication abilities
- Ability to manage competing priorities in remote environment