Job Description
Join our dynamic team as a Remote Compliance Officer in sunny Miami, FL! We're seeking a detail-oriented professional to ensure regulatory adherence while enjoying flexible remote work. This hybrid role combines the vibrancy of Miami's financial hub with modern remote flexibility. You'll safeguard our operations while advancing your career in compliance.
Enjoy comprehensive benefits including health insurance, 401(k) matching, and professional development stipends. Our inclusive culture values work-life balance and continuous growth. Apply today to become part of a company that prioritizes both compliance excellence and employee well-being.
Responsibilities
- Develop and implement compliance policies aligned with FINRA, SEC, and state regulations
- Conduct risk assessments and internal audits for financial operations
- Monitor regulatory changes and update compliance frameworks
- Train staff on AML, KYC, and anti-fraud procedures
- Prepare regulatory reports and maintain compliance documentation
- Collaborate with legal and audit teams on compliance initiatives
- Investigate potential compliance violations and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong knowledge of federal/state banking regulations
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software (e.g., ComplySci, Wolters Kluwer)
- Excellent written communication for reporting and training
- Ability to work independently in remote environment