Job Description
Valley Financial Services is seeking a dedicated and detail-oriented Part-Time Compliance Officer to join our growing team in Glendale, Arizona. In this pivotal role, you will ensure our organization adheres to all applicable laws, regulations, and internal policies. We are looking for a professional who is proactive, analytical, and committed to maintaining the highest standards of integrity within our operations.
As a Compliance Officer, you will play a crucial role in mitigating risk and fostering a culture of compliance. This position offers a flexible schedule, allowing you to balance work with other commitments while making a significant impact on our organization's regulatory standing.
Responsibilities
- Monitor Regulatory Changes: Stay abreast of federal, state, and local regulations to ensure our policies remain current and compliant.
- Conduct Audits: Perform regular internal audits and reviews of departmental operations to identify potential compliance gaps.
- Policy Development: Develop, implement, and update compliance manuals and standard operating procedures.
- Training & Education: Educate staff on regulatory requirements and internal policies through training sessions and documentation.
- Reporting: Prepare detailed reports on compliance status and risk assessments for senior management.
- Investigations: Investigate any alleged policy violations and recommend corrective actions.
Qualifications
- Education: Bachelor’s degree in Finance, Law, Business Administration, or a related field is preferred.
- Certifications: CAM (Certified Anti-Money Laundering Specialist) or CFE (Certified Fraud Examiner) is a plus.
- Experience: Minimum of 2-3 years of experience in compliance, auditing, or risk management within the financial services industry.
- Skills: Strong knowledge of GAAP and regulatory frameworks (e.g., BSA/AML, OFAC).
- Communication: Excellent verbal and written communication skills with the ability to explain complex regulations clearly.
- Attention to Detail: High level of accuracy in reviewing documents and data.