Job Description
Join our dynamic compliance team as a Part-Time Compliance Officer in Richmond, VA. This role is perfect for detail-oriented professionals seeking flexible hours while making a significant impact in regulatory oversight. You'll ensure adherence to federal, state, and industry regulations, safeguarding our organization's integrity and reputation. We offer competitive compensation, remote work options, and a collaborative environment focused on professional growth.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments across business units
- Develop and deliver compliance training programs to staff
- Investigate potential violations and recommend corrective actions
- Maintain accurate compliance documentation and reporting
- Collaborate with legal and executive teams on compliance strategy
- Ensure adherence to AML, KYC, and industry-specific regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of FINRA/SEC regulations preferred
- Excellent analytical and problem-solving skills
- Proficiency with compliance software and MS Office
- Ability to work independently with minimal supervision
- Strong written and verbal communication skills
- Relevant industry certifications (e.g., CCEP) a plus