Job Description
Join our dynamic team as a Part-Time Compliance Officer in Wichita, KS! We're seeking a detail-oriented professional to ensure regulatory adherence across financial operations. This hybrid role offers flexible hours while making a tangible impact on our risk management framework. Enjoy competitive compensation and the opportunity to grow within a forward-thinking organization.
Responsibilities
- Monitor regulatory changes and update compliance protocols accordingly
- Conduct internal audits and document findings in compliance reports
- Train staff on regulatory requirements and best practices
- Investigate potential compliance breaches and recommend corrective actions
- Maintain accurate records of compliance activities
- Collaborate with legal and finance teams on policy implementation
- Ensure adherence to federal (FINRA, SEC) and state regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 2+ years of compliance or regulatory experience
- Knowledge of financial industry regulations (e.g., AML, KYC)
- Strong analytical and problem-solving skills
- Proficiency in compliance software and MS Office Suite
- Certification (CRCM, CAMS) preferred
- Excellent written and verbal communication abilities