Job Description
Join our dynamic team in Detroit as a Part-Time Compliance Officer and play a pivotal role in ensuring regulatory excellence. We're seeking a detail-oriented professional to uphold compliance standards in the financial services sector. This flexible position (20-25 hours/week) offers the perfect blend of impact and work-life balance while contributing to a culture of integrity and accountability.
Our ideal candidate will thrive in a fast-paced environment, stay ahead of evolving regulations, and safeguard our organization against compliance risks. If you're passionate about regulatory affairs and want to make a tangible difference in Detroit's financial landscape, we encourage you to apply today!
Responsibilities
- Monitor and interpret federal/state regulations (e.g., FINRA, SEC, Michigan Banking Laws)
- Conduct routine compliance audits and risk assessments across operations
- Develop and implement compliance policies/procedures aligned with industry standards
- Train staff on regulatory requirements and ethical practices
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed compliance reports for executive leadership and regulators
- Collaborate with legal team on regulatory changes and policy updates
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years compliance/regulatory experience in financial services
- Knowledge of FINRA, SEC, and Michigan state regulations
- Strong analytical skills with attention to detail
- Excellent written/verbal communication abilities
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficiency in compliance software (e.g., OnBase, LogicGate)
- Ability to work independently with minimal supervision